Compliance Support

In recent years, as the compliance demands imposed by regulatory authorities have significantly escalated, our company offers comprehensive and ongoing compliance assistance in the following areas:

1. Regulatory Compliance Support: Tailored assistance is provided to various financial market participants, including Investment Firms, Investment Funds/Managers, AIFMs, Payment Institutions, and Electronic Money Institutions. Our compliance support is customized to your business model and operations, aiming to mitigate specific regulatory risks and guide you towards achieving compliance across all levels of your operations.
2. Day-to-Day Compliance Support: We offer ongoing support to ensure compliance with specific regulatory requirements such as MiFID II, MiFIR, Capital Requirements Directive, EMIR, Investment Funds Law, Payment Services Law, and more.
3. Drafting Policies and Procedures: We create customized policies and procedures based on your business model and operations to meet regulatory requirements effectively.
4. Drafting Annual Reports: We assist in drafting mandatory Annual Reports required by competent authorities, ensuring accuracy and compliance.
5. Compliance Guidance on Communication: Our team provides advice on maintaining compliance in your communication with relevant regulators, helping you establish a trustworthy relationship with regulatory authorities.
6. Personnel Training: We offer training sessions for your company personnel to enhance their understanding of regulatory requirements and ensure their implementation in a compliant manner.